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Commentary: Is the Rule that FINA is Interpreting Even Necessary?

This week at the Junior World Championships in Singapore, FINA officials made the first public comment that Ryan Lochte’s new underwater technique should have earned him a disqualification in the 200 IM at the regular World Championships earlier this month.

This won’t have come to a complete surprise to the Lochte camp, given that he admitted after the race that he was risking disqualification for doing his underwater kicking at the beginning of the length on his back, and that NBC commentator Rowdy Gaines Tweeted out that FINA was reviewing the rule between prelims and finals to verify if it should be allowed in finals.

No disqualification was made, however, and FINA has only issued its clarification after the fact. Lochte debuted his new technique, in which he does his underwater kicking on his back even in freestyle races traditionally swum on the chest, before flipping over and popping up to swim the traditional front crawl – recognized as the fastest stroke in swimming. Lochte debuted the technique in July at a sectional championship meet in Athens, Georgia, and was never DQ’ed for it.

In a normal freestyle race (which, by rules, is literally free of any regulation on style), this is perfectly acceptable. The caveat comes in the individual medley events, where freestyle is a little more limited. The exact rule from SW 5.1 of the FINA rules book:

SW 5.1 Freestyle means that in an event so designated the swimmer may swim any style, except that in individual medley or medley relay events, freestyle means any style other than backstroke, breaststroke or butterfly.

This rule still leaves open interpretation as to what “other than backstroke, breaststroke, or butterfly” really means. Fair questions would include:

  • Would breaststroke with a butterfly kick be legal?
  • Would one stroke of butterfly followed by a length of freestyle be allowed?
  • If kicking underwater on your back makes a length backstroke, why doesn’t kicking underwater butterfly on your stomach make it butterfly? (Afterall, for a brief moment at the end of each cycle, breaststroke and butterfly are the same stroke).
  • If FINA’s rules define backstroke as having to remain on the back for the entirety of the race except when executing a turn, is Lochte really swimming backstroke if he doesn’t remain on his back?

FINA’s statement specifically clarifies the latter of those questions, and gives some direction (though not total direction) on the second. While our readers have focused on whether or not FINA is quashing the creativity of Lochte and his coach David Marsh, or if Lochte was purposefully trying to bend the rules, we’d rather look at the rule itself, as its written, and whether the rule is appropriately written.

If we’re going to call it freestyle, why limit the stroke?

If the rules say that the individual medley is to be swum with one lap of butterfly, followed by one lap of backstroke, breaststroke, and freestyle, in that order, then what is served by limiting the freestyle from being one of the other strokes? In 2015, there is no swimmer at any reasonable level anywhere in the world who would be able to swim 50 or 100 meters of breaststroke, butterfly, or backstroke (as we all understand it) faster than they would be able to freestyle, and thus there’s no reason a swimmer would choose to do the above-water part of the race in any fashion other than

In the case that I’ve overlooked someone in that analysis, and there is an exception to that rule, it would be quite rare, and not worthy of maintaining an entire complex definition of “freestyle at the end of an IM” for a modicum of the population.

Further, there is presently no known manner of swimming other than the four primary competitive strokes (including the front crawl) that would logically replace them in a competitive arena at the end of an IM – so the rule could be revisited if someone developed such a manner.

If the intent was specifically to prevent swimmers from streamlining on their backs, then that’s what the rule should say. If a stroke is to be called freestyle, then it should in fact be a free style.

There is a matter of tradition – the individual medley has traditionally been four different strokes. Hence, “medley.” But if that is the true intent, and we believe the above statement that there’s four legitimate competitive strokes, then why not instead….

Define the 4th length of the IM as “Front Crawl.”

There is one rational argument against defining the 4th length of the IM as “front crawl” in the rule books, and that’s because the FINA rule book doesn’t presently have a definition of the front crawl.

This would take some effort to appropriately define a stroke that is recognized by everyone reading this page, but perhaps not as readily defined on a highly-technical level.

Still, if the debate becomes giving a definition of a stroke (defining front crawl) or leaving a three word interpretation of what a stroke isn’t (namely: ‘breaststroke,’ ‘butterfly,’ or ‘backstroke’) without regard to the dimension of time or totality of the descriptions of those races in its own rule books, the former is a less cumbersome task than the latter.

This is not the first time this debate has come into my head, nor I’m sure the first time for any of our readers. Historically, this rule, however, has been little more than trivia used in esoteric, hypothetical conversations on pool decks. Now, however, one swimmer believes he’s found a better reason to examine the precision of the rule, and it’s worth the time and debate to do so.

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Billy B.
9 years ago

I made this comment a while ago with comparing powerlifting with swimming on the subject of suits. Simply have designated competitions that allow suits (maybe a new international meet or just the world cup and arena series domestically). Records are kept separate, simple.

This is the same ignorance. You cannot logically state that kicking on back underwater is not legal when swimmers fly kick regularly on stomach! Swimming is a large enough sport now to start having modern level intelligent people on these boards and in general involved with these governing bodies such as USA swimming and FINA. We are going to lose future intelligent athletes like Lochte that are continuing to push performance to new levels in a… Read more »

Dr. Bob
9 years ago

I’ve been officiating since the 1950’s and seen all sorts of rules changes. However, my IM instructions to swimmers have never changed: “Butterfly, Backstroke, Breaststroke, and a fourth stroke.” FINA, NCAA, and HS rules need to be reworded to include the Lochte situation, one way or another.
If you really want to talk about getting ridiculous with rules changes, consider the breaststroke turn. It was hard for years to judge the swimmer’s legs, whether they were dolphin kicking after the pullout or moving slightly up and down in reaction to the pullout. So the rule change to allow one dolphin kick made this decision easier. But now, to allow a dolphin kick BEFORE the pullout gets officials right back… Read more »

Stephen Ward
9 years ago

As stated in the original post does this mean that fly kicking underwater on the front at the start of the freestyle leg is now also illegal as this is in the style of butterfly?
British Swimming has not endorsed any new rule interpretation yet.

Mike
9 years ago

i don’t think the FINA interpretation is ill-intended, but it needs further definition. It’s been a well-established interpretation of the rules that being past vertical to the back immediately after the feet leave the wall on IM “Freestyle” does not, itself, constitute swimming “in the style” of backstroke. On the other hand, being past vertical toward the back after one has risen to the surface and begun arms strokes IS interpreted as “in the style” of backstroke.

FINA now seems to be saying there is a point in time, space, or number of kicks, prior to surfacing, but after the swimmer has left the wall, at which a swimmer still remaining past vertical toward the back is now considered to… Read more »

LOLLERcoaster
9 years ago

FINA done logically goofed.

Michael Schwartz
9 years ago

This may sound silly to some, but could a petition get started to reverse this ruling? Is their any way that the swimming community around the world could voice an opinion on this? It is our sport after all. I can’t help but to feel that we as a swimming community should have some say in what goes on with our sport. I would be very curious to see how much support nationally and internationally a petition or something could generate.

Jim C
9 years ago

Without this rule, just imagine how many relays would have their anchor swim breaststroke?

SwimGeek
9 years ago

Not a fan of this rule change. And this is going to be very messy for freestyle flip-turns inside of an IM free leg. (e.g., a 400 SC IM has three of them). Most swimmers exit a flip turn on their back and then rotate to their breast during the kick out. FINA is basically now saying you cannot push off on your back during an IM free leg, right? Ridiculous.

About Braden Keith

Braden Keith

Braden Keith is the Editor-in-Chief and a co-founder/co-owner of SwimSwam.com. He first got his feet wet by building The Swimmers' Circle beginning in January 2010, and now comes to SwimSwam to use that experience and help build a new leader in the sport of swimming. Aside from his life on the InterWet, …

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